Junior Compliance Officer

Based in our Hong Kong office, we are looking for an enthusiastic and robust junior compliance officer to provide support to our compliance function in our Hong Kong office.

Based in our Hong Kong office, we are looking for an enthusiastic and robust junior compliance officer to provide support to our compliance function in our Hong Kong office.

Location: Hong Kong

 

Principle Accountabilities: 

  •  Assist with the implementation of compliance policies under the regulatory framework for corporate service providers in Hong Kong
  • Carry out Screening activities on potential clients (e.g. adverse media, sanctions, etc.)
  • Perform client risk assessments in accordance to prescribed criteria
  •  Assist with CDD/ECDD during onboarding and periodic reviews
  • Develop and maintain strong knowledge of laws, regulations and industry best practices in the compliance and regulatory arena of Hong Kong (training will be given)
  • Serve as a resource for colleagues regarding compliance matters
  • Enhancing the overall governance culture of the office

 

The type of person we are looking for:

  • Enthusiastic, bright new graduates and candidates with one year compliance experience working in a financial services regulated environment in Hong Kong
  • Business level written and spoken English
  • A bachelor’s degree in appropriate field such as law, business management, accounting, economics
  • Computer literate
  • Excellent interpersonal skills
  • Ability to work under pressure
  • Have a high level of integrity and take ownership of results

Ready to apply?

Apply now

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