Compliance Executive

Based in our Singapore office, we are looking for an enthusiastic and forward thinking Compliance Executive to provide support to our compliance function.

Location: Singapore 

Principal accountabilities:

  • Identify client/AML risks which are pertinent to the firm, have a strong appreciation for them and propose appropriate mitigation
  • Review corporate structure charts to identify ultimate beneficial ownership as well as understand its complexity
  • Complete client risk scoring processes and update client management system, whilst continually reviewing/improving existing risk assessment methodologies
  • Carry out name, PEP, adverse media and sanctions screening of clients; identify and verify SoW/SoF of high-risk clients
  • Conduct AML/CDD training to client-facing teams and serve as an SME for regulatory matters
  • Perform controls testing of first-line activities and implement the 3 lines of defence effectively across the firm
  • Kept abreast of relevant corporate and financial regulations as well as industry best practices in Singapore’s regulatory regime
  • Prepare and file STRs and other regulatory reports in a timely manner
  • Ensure that there is proper governance in place for the various committees that the firm has established
  • Support the Head of GRC on various compliance initiatives

Skills required:

  • 1 year working experience in Compliance/Risk functions would be preferred
  • Business level written and spoken English
  • Office suite proficiency
  • Excellent interpersonal/communication skills
  • Ability to work in a fast-paced environment
  • Have a high level of integrity and take ownership of all risk and compliance matters
  • Able to manage multiple tasks/projects, stakeholders and timelines

 

This job description is a guide to the principal, current duties of the job. It does not form part of the contract of employment. 

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