Andrea Prencipe

Area of expertise

• Executive leadership and board governance
• Structuring and management of Luxembourg investment vehicles
• Regulatory oversight and compliance leadership
• Client and stakeholder relationship management
• Versatility across financial industry verticals
• Cross-functional fund operations and control framework
• Specialised knowledge in alternative assets

Responsibilities

Andrea’s role centers on managing client relationships, overseeing the setup and supervision of regulated structures and ensuring continuous alignment with regulatory expectations. He acts as an authorized board member and Responsible for Compliance (RC) for several supervised entities. He also serves as the main point of contact for regulatory authorities, legal advisors and auditors. His work is focused on maintaining high standards of governance, client service and regulatory integrity.

Qualifications and memberships

• House of Training - RC Capacity Certificate for the Funds Industry
• EcoDA - European Board Diploma
• ACAMS – Certified AML Fintech Compliance Associate
• INSEAD – Certified International Director
• ILA – Certified Director and Member of the Payment Committee

Notable achievements

• Established a UCITS management company from the ground up, leading it to over EUR 700 million in assets under management through the design of a multi-compartment, multi-manager structure fully aligned with regulatory standards
• Acted as Chair of the Board and audit committee of a regulated electronic money institution, supporting its evolution into a multi-jurisdictional operator with over 6 million clients. For this, he oversaw governance during a phase of rapid customer growth and diversification across multiple business lines, including financial services integrations