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FCA Application, Compliance & Outsourced Services

Hawksford has significant experience of acting for entities involved in the Financial Services industry, regulated by the Financial Conduct Authority (FCA)

We help businesses with FCA registration.

We offer specialist advice to businesses regulated by The Financial Conduct Authority (FCA).

FCA Start ups and established companies

Services for start-ups and established businesses

We offer the full range of services for start-ups and established businesses regulated by The Financial Conduct Authority (FCA).


Navigate FCA regulation

We help you navigate FCA and CASS rules

We will help you improve your compliance function and manage your business risk through robust reviews and audits.


FCA reporting

We take care of your accounting & reporting

We assist you with all the returns to FCA and the ongoing communication process, we help you with transparent and open dialogue with the FCA.


 

FCA specialist services

View our list of specialist services for businesses regulated by The Financial Conduct Authority (FCA).

For more information, contact one of our experts below.

  • FCA Applications

    We can assist you with applications for regulatory approval, dealing with the following areas:

    Services include:

    • Preparing financial projections
    • Discussions on capital requirements
    • Review of business IT systems
    • General consultancy advice throughout the application
    • Acting as auditors for the FCA application
  • FCA Compliance Services

    We offer a cost effective audit and tax compliance service geared to providing a timely and efficient service to ensure all FCA reporting deadlines are met.

    We ensure that our audits are conducted by FCA trained staff to ensure quality and efficiency in such a specialist area.

    Services include:

    • Safeguarding and CASS audits
    • Compliance monitoring and health checks
    • Design and implementing of internal control policies and procedures
    • Company-wide risk assessment review
  • FCA Outsourced Services

    To enable you to concentrate on the key issues of running your business whilst leaving us to deal with the back office function we can:

    Services include:

    • Maintain the business accounting function
    • Prepare monthly/quarterly management accounts
    • Prepare and submit monthly/quarterly VAT returns
    • FCA Gabriel returns including preparation of  ICAAP
    • Provide a complete payroll service


We have 100% success in 
obtaining authorisation for our clients

Sector Specialism:
Hawkford provides a rigorous, technical and dynamic administration service and are particularly well known for strength and expertise in the FCA sector.

Our range of clients comprise of brokerage firms, banks, insurance, market makers, Authorised payment service providers, EMI (Electronic Money Institutions) , proprietary trading firms, hedge fund managers, venture capital funds, corporate finance advisers.


Speak to an expert

Hawksford are perfectly placed to help you reach your goals

Contact us

Our UK experts on the ground

We ensure you receive a quality service provided by our industry experts you can trust.

Steven Landes

Managing Director, Corporate Services - UK

London
Aarti Patel

Manager

London
Francesco Cristofaro

Accountancy Services Manager

United Kingdom

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