Compliance Officer,
Corporate

The type of person we are looking for:

• Enthusiastic, bright new graduates and candidates with one year compliance experience working in a financial services regulated environment in Hong Kong
• Business level written and spoken English
• A bachelor’s degree in appropriate field such as law, business management, accounting, economics
• Computer literate
• Excellent interpersonal skills
• Ability to work under pressure
• Have a high level of integrity and take ownership of result

Principal accountabilities:

• Assist with the implementation of compliance policies under the regulatory framework for corporate service providers in Hong Kong
  
• Carry out Screening activities on potential clients (e.g. adverse media, sanctions, etc.)
  
• Perform client risk assessments in accordance to prescribed criteria
  
• Assist with CDD/ECDD during onboarding and periodic reviews
  
• Develop and maintain strong knowledge of laws, regulations and industry best practices in the compliance and regulatory arena of Hong Kong (training will be given)
• Serve as a resource for colleagues regarding compliance matters
• Enhancing the overall governance culture of the office